In order to be licensed as a stockbroker on the Trinidad and Tobago Stock Exchange (TTSE), an applicant must meet the requirements stipulated in TTSE Rule 100. An applicant must be employed with a Member Firm. The Stockbroker licence is valid for a period of three (3) years or until the applicant’s employment at the Member Firm is terminated. The annual licence fee is TT $3,000.00 and is payable on January 1st of each year.
The following outlines the application process for a Stockbroker licence: